Form 4 for RJF Raymond James Financial
Accepted 2025-12-15 00:00:00 ET · period of report 2025-12-15 · accession 0001225208-25-010012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-15 | 2025-12-15 | RJF | REILLY PAUL C | Executive COB, Dir | M - OptEx | $0.00 | +92.3K | 518.5K | +22% | $0 |
| DM | 2025-12-15 | 2025-12-15 | RJF | REILLY PAUL C | Executive COB, Dir | F - Tax | $163.85 | -96.7K | 371.0K | -21% | -$15.84M |
| DM | 2025-12-15 | 2025-12-15 | RJF | REILLY PAUL C | Executive COB, Dir | S - Sale+OE | $163.15 | -130.7K | 484.0K | -21% | -$21.32M |
| D | 2025-12-15 | 2025-12-15 | RJF | REILLY PAUL C | Executive COB, Dir | G - Gift | $0.00 | -30.5K | 410.6K | -7% | $0 |
| DM | 2025-12-15 | 2025-12-15 | RJF | REILLY PAUL C | Executive COB, Dir | M - OptEx | $0.00 | -92.3K | 54.4K | -63% | $0 |
| D | 2025-12-15 | 2025-12-15 | RJF | REILLY PAUL C | Executive COB, Dir | A - Grant | $0.00 | +20.8K | 20.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-15 | M | A | 54,406 | $0.00 | 480,526 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 2 | Common | Common Stock | 2025-12-15 | M | A | 30,853 | $0.00 | 511,379 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 3 | Common | Common Stock | 2025-12-15 | M | A | 7,073 | $0.00 | 518,452 | D | — | — | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 4 | Common | Common Stock | 2025-12-15 | F | D | 2,652 | $163.85 | 515,800 | D | — | — | |
| 5 | Common | Common Stock | 2025-12-15 | F | D | 11,570 | $163.85 | 504,230 | D | — | — | |
| 6 | Common | Common Stock | 2025-12-15 | S | D | 56,757 | $162.69 | 260,546 | D | — | — | (F3) Mr. Reilly, age 71, is effecting the sales reported herein as part of a comprehensive diversification and estate planning process. By annually selling shares as his RSUs vest during recent years, he has consistently maintained a stable net position in Raymond James Financial, Inc. (RJF) common stock. Following these sales, Mr. Reilly's stock ownership will likewise remain at approximately the same level. Consistent with his strong confidence in the company and its senior management, Mr. Reilly currently intends to maintain approximately the same level of ownership for as long as he serves on the Board, which level is also significantly in excess of applicable requirements under the company's Director and Executive Officer Stock Ownership Policy. (F6) Reflects the weighted average sale price. The range of prices for such transaction was $161.96 to $162.95 |
| 7 | Common | Common Stock | 2025-12-15 | F | D | 20,399 | $163.85 | 463,561 | D | — | — | |
| 8 | Common | Common Stock | 2025-12-15 | F | D | 22,466 | $163.85 | 441,095 | D | — | — | |
| 9 | Common | Common Stock | 2025-12-15 | G | D | 30,516 | $0.00 | 410,579 | D | — | — | |
| 10 | Common | Common Stock | 2025-12-15 | F | D | 39,616 | $163.85 | 370,963 | D | — | — | |
| 11 | Common | Common Stock | 2025-12-15 | S | D | 53,660 | $163.24 | 317,303 | D | — | — | (F3) Mr. Reilly, age 71, is effecting the sales reported herein as part of a comprehensive diversification and estate planning process. By annually selling shares as his RSUs vest during recent years, he has consistently maintained a stable net position in Raymond James Financial, Inc. (RJF) common stock. Following these sales, Mr. Reilly's stock ownership will likewise remain at approximately the same level. Consistent with his strong confidence in the company and its senior management, Mr. Reilly currently intends to maintain approximately the same level of ownership for as long as he serves on the Board, which level is also significantly in excess of applicable requirements under the company's Director and Executive Officer Stock Ownership Policy. (F5) Reflects the weighted average sale price. The range of prices for such transaction was $162.96 to $163.95. |
| 12 | Common | Common Stock | 2025-12-15 | S | D | 20,270 | $164.22 | 483,960 | D | — | — | (F3) Mr. Reilly, age 71, is effecting the sales reported herein as part of a comprehensive diversification and estate planning process. By annually selling shares as his RSUs vest during recent years, he has consistently maintained a stable net position in Raymond James Financial, Inc. (RJF) common stock. Following these sales, Mr. Reilly's stock ownership will likewise remain at approximately the same level. Consistent with his strong confidence in the company and its senior management, Mr. Reilly currently intends to maintain approximately the same level of ownership for as long as he serves on the Board, which level is also significantly in excess of applicable requirements under the company's Director and Executive Officer Stock Ownership Policy. (F4) Reflects the weighted average sale price. The range of prices for such transaction was $163.97 to $164.78. |
| 13 | Derivative | Restricted Stock Units | 2025-12-15 | M | D | 7,073 | $0.00 | 4,715 | D | — · — to 2027-12-15 | 7,073 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. (F8) RSUs vested 60% on 12/15/2025 and will vest 20% on 12/15/2026 and 20% on 12/15/2027. |
| 14 | Derivative | Restricted Stock Units | 2025-12-15 | A | A | 20,751 | $0.00 | 20,751 | D | — · 2028-12-15 to 2028-12-15 | 20,751 Common Stock | (F9) Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 15 | Derivative | Restricted Stock Units | 2025-12-15 | M | D | 54,406 | $0.00 | 0 | D | — · 2025-12-15 to 2025-12-15 | 54,406 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| 16 | Derivative | Restricted Stock Units | 2025-12-15 | M | D | 30,853 | $0.00 | 54,406 | D | — · 2025-12-15 to 2025-12-15 | 30,853 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |