Form 4 for RCKY ROCKY BRANDS, INC.
Accepted 2026-01-05 00:00:00 ET · period of report 2026-01-01 · accession 0001225208-26-000238 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-01-05 | 2026-01-01 | RCKY | Robertson Thomas D. | COO, CFO, Treas | M - OptEx | $0.00 | +3,810 | 19.8K | +24% | $0 |
| D | 2026-01-05 | 2026-01-01 | RCKY | Robertson Thomas D. | COO, CFO, Treas | A - Grant | $0.00 | +6,818 | 6,818 | New | $0 |
| D | 2026-01-05 | 2026-01-01 | RCKY | Robertson Thomas D. | COO, CFO, Treas | M - OptEx | $0.00 | -3,810 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, without par value | 2026-01-01 | M | A | 3,810 | $0.00 | 19,814 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2026-01-01 | A | A | 6,818 | $0.00 | 6,818 | D | — · 2029-01-01 to 2029-01-01 | 6,818 Common Stock, without par value | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
| 3 | Derivative | Restricted Stock Unit | 2026-01-01 | M | D | 3,810 | $0.00 | 0 | D | — · 2026-01-01 to 2026-01-01 | 3,810 Common Stock, without par value | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |