Form 4 for BR Broadridge Financial Solutions
Accepted 2026-03-06 00:00:00 ET · period of report 2026-03-05 · accession 0001225208-26-003367 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-06 | 2026-03-05 | BR | Mosconi Patricia Ann | Dir | A - Grant | $0.00 | +420 | 430 | +4,200% | $0 |
| D | 2026-03-06 | 2026-03-05 | BR | Mosconi Patricia Ann | Dir | A - Grant | $0.00 | +1,786 | 1,786 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-05 | A | A | 420 | $0.00 | 430 | D | — | — | (F1) The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. |
| 2 | Derivative | Stock Option (Right to Buy) | 2026-03-05 | A | A | 1,786 | $0.00 | 1,786 | D | $190.89 · 2026-03-05 to 2036-03-05 | 1,786 Common Stock | (F2) Stock options vest immediately upon grant. |