Form 4 for BR Broadridge Financial Solutions
Accepted 2026-06-29 16:43:48 ET · period of report 2026-06-27 · accession 0001225208-26-006232 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-06-29 16:43 | 2026-06-27 | BR | Ghei Ashima | CFO | M - OptEx | $0.00 | +2,509 | 6,466 | +63% | $0 |
| D | 2026-06-29 16:43 | 2026-06-27 | BR | Ghei Ashima | CFO | F - Tax | $137.93 | -905 | 5,561 | -14% | -$124.8K |
| D | 2026-06-29 16:43 | 2026-06-27 | BR | Ghei Ashima | CFO | M - OptEx | $0.00 | -2,509 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-27 | M | A | 2,509 | $0.00 | 6,466 | D | — | — | (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. |
| 2 | Common | Common Stock | 2026-06-27 | F | D | 905 | $137.93 | 5,561 | D | — | — | (F2) Represents the amount of shares withheld to cover tax liabilities upon the vesting of 2,509 Restricted Stock Units that vested and converted into an equal number of shares of common stock on June 27, 2026. |
| 3 | Derivative | FY2024 RSUs June 2024 | 2026-06-27 | M | D | 2,509 | $0.00 | 0 | D | $0.00 · — to — | 2,509 Common Stock | (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. (F1) Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. |