Form 4 for LEDS SemiLEDs Corp
Accepted 2024-01-09 00:00:00 ET · period of report 2024-01-08 · accession 0001228895-24-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-09 | 2024-01-08 | LEDS | DOAN TRUNG T | COB, CEO, Dir, 10% | C - Cnv Deriv | $1.31 | +178.1K | 646.1K | +38% | +$233.3K |
| D | 2024-01-09 | 2024-01-08 | LEDS | DOAN TRUNG T | COB, CEO, Dir, 10% | C - Cnv Deriv | $0.00 | -233.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-08 | C | A | 178,106 | $1.31 | 646,078 | D | — | — | (F1) Include 127,141 shares held by the Trung Tri Doan 2010 GRAT, of which Mr. Doan is the sole trustee. |
| 2 | Derivative | Convertible Promissory Note | 2024-01-08 | C | D | 233,319 | $0.00 | 0 | D | $1.31 · 2019-12-10 to 2024-05-30 | 178,106 Common Stock |