Form 4 for PIPR PIPER SANDLER COMPANIES
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-13 · accession 0001230245-21-000127 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-09-15 | 2021-09-13+ | PIPR | Doyle Jonathan J | Hd of Financial Services Group, Dir | S - Sale | $134.97 | -15.8K | 251.6K | -6% | -$2.14M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-13 | S | D | 3,093 | $135.11 | 258,017 | D | — | — | (F2) The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (8) were sold in multiple transactions at the price ranges provided in footnotes (2) through (8). These shares in footnote (2) were sold in multiple transactions at prices ranging from $134.5000 to $135.4700 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (8) upon request by the SEC staff, the issuer or any shareholder of the issuer. |
| 2 | Common | Common Stock | 2021-09-13 | S | D | 1,203 | $136.04 | 256,814 | D | — | — | (F3) These shares were sold in multiple transactions at prices ranging from $135.6200 to $136.5100 inclusive. |
| 3 | Common | Common Stock | 2021-09-14 | S | D | 3,203 | $134.05 | 253,611 | D | — | — | (F4) These shares were sold in multiple transactions at prices ranging from $133.5600 to $134.5500 inclusive. |
| 4 | Common | Common Stock | 2021-09-15 | S | D | 4,047 | $135.23 | 245,289 | D | — | — | (F8) These shares were sold in multiple transactions at prices ranging from $134.9400 to $135.6200 inclusive. |
| 5 | Common | Common Stock | 2021-09-14 | S | D | 1,300 | $135.90 | 250,336 | D | — | — | (F6) These shares were sold in multiple transactions at prices ranging from $135.5800 to $136.4600 inclusive. |
| 6 | Common | Common Stock | 2021-09-15 | S | D | 1,000 | $134.16 | 249,336 | D | — | — | (F7) These shares were sold in multiple transactions at prices ranging from $133.6600 to $134.5200 inclusive. |
| 7 | Common | Common Stock | 2021-09-14 | S | D | 1,975 | $134.88 | 251,636 | D | — | — | (F5) These shares were sold in multiple transactions at prices ranging from $134.5600 to $135.5300 inclusive. |