Form 4 for PIPR PIPER SANDLER COMPANIES
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001230245-23-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-17 | 2023-02-16 | PIPR | Abraham Chad R | CEO, COB, Dir | F - Tax | $0.00 | -5,093 | 95.4K | -5% | $0 |
| D | 2023-02-17 | 2023-02-15 | PIPR | Abraham Chad R | CEO, COB, Dir | A - Grant | $0.00 | +7,102 | 96.9K | +8% | $0 |
| D | 2023-02-17 | 2023-02-15 | PIPR | Abraham Chad R | CEO, COB, Dir | A - Grant | $0.00 | +75.0K | 75.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-16 | F | D | 1,586 | $0.00 | 93,819 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-16 | F | D | 2,035 | $0.00 | 91,784 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-15 | A | A | 7,102 | $0.00 | 96,877 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-16 | F | D | 1,472 | $0.00 | 95,405 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-02-15 | A | A | 75,000 | $0.00 | 75,000 | D | $170.76 · 2026-02-15 to 2033-02-15 | 75,000 Common Stock | (F1) The option vests 33% on February 15, 2026, 33% on February 15, 2027, and all the remaining shares on February 15, 2028. |