Form 4 for PIPR PIPER SANDLER COMPANIES
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-24 · accession 0001230245-23-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-28 | 2023-02-24 | PIPR | Abraham Chad R | CEO, COB, Dir | A - Grant | $0.00 | +27.3K | 119.0K | +30% | $0 | |
| 2023-02-28 | 2023-02-24 | PIPR | Abraham Chad R | CEO, COB, Dir | F - Tax | $0.00 | -12.4K | 106.6K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-24 | A | A | 27,265 | $0.00 | 119,049 | D | — | — | (F1) Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 140% overall, with 150% vesting based on attaining certain levels of adjusted return on equity and 130% vesting based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2020 through December 31, 2022. |
| 2 | Common | Common Stock | 2023-02-24 | F | D | 12,433 | $0.00 | 106,616 | D | — | — |