Form 4 for PIPR PIPER SANDLER COMPANIES
Accepted 2024-08-16 00:00:00 ET · period of report 2024-08-15 · accession 0001230245-24-000140 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-16 | 2024-08-15 | PIPR | Abraham Chad R | CEO, COB, Dir | S - Sale+OE | $266.03 | -8,000 | 39.3K | -17% | -$2.13M |
| D | 2024-08-16 | 2024-08-15 | PIPR | Abraham Chad R | CEO, COB, Dir | M - OptEx | $99.00 | +8,000 | 46.5K | +21% | +$792.0K |
| D | 2024-08-16 | 2024-08-15 | PIPR | Abraham Chad R | CEO, COB, Dir | M - OptEx | $0.00 | -8,000 | 41.0K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-15 | S | D | 808 | $267.06 | 38,514 | D | — | — | (F3) These shares were sold in multiple transactions at prices ranging from $266.6300 to $267.4800 inclusive. |
| 2 | Common | Common Stock | 2024-08-15 | S | D | 2,585 | $265.39 | 43,929 | D | — | — | (F1) The price reported in Column 4 for all sales transactions on this report is a weighted average price. The shares sold in footnotes (1) through (3) were sold in multiple transactions at the price ranges provided in footnotes (1) through (3). These shares in footnote (1) were sold in multiple transactions at prices ranging from $264.5000 to $265.3850 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (3) upon request by the SEC staff, the issuer or any shareholder of the issuer. |
| 3 | Common | Common Stock | 2024-08-15 | M | A | 8,000 | $99.00 | 46,514 | D | — | — | |
| 4 | Common | Common Stock | 2024-08-15 | S | D | 4,607 | $266.20 | 39,322 | D | — | — | (F2) These shares were sold in multiple transactions at prices ranging from $265.5700 to $266.5650 inclusive. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-08-15 | M | D | 8,000 | $0.00 | 41,000 | D | $99.00 · 2018-02-15 to 2028-02-15 | 8,000 Common Stock |