Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2021-10-04 00:00:00 ET · period of report 2021-10-01 · accession 0001235468-21-000150 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-04 | 2021-10-01 | LQDT | Shaffer Mark A | CLO, Corp Sec | M - OptEx | $0.00 | +185 | 30.4K | +0.6% | $0 |
| D | 2021-10-04 | 2021-10-01 | LQDT | Shaffer Mark A | CLO, Corp Sec | M - OptEx | $0.00 | -310 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | M | A | 185 | $0.00 | 30,406 | D | — | — | |
| 2 | Derivative | Employee Stock Grant | 2021-10-01 | M | D | 310 | $0.00 | 0 | D | — · — to 2021-10-01 | 310 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F6) Twenty-five percent of this restricted stock unit grant vested on January 1, 2019 and thereafter, an additional 1/4th vests on each of October 1, 2019, October 1, 2020, and October 1, 2021. |