Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2021-10-04 00:00:00 ET · period of report 2021-10-01 · accession 0001235468-21-000158 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-04 | 2021-10-01 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | +4,591 | 13.1K | +54% | $0 |
| DM | 2021-10-04 | 2021-10-01 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | -6,814 | 15.0K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | M | A | 1,222 | $0.00 | 9,685 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-01 | M | A | 3,369 | $0.00 | 13,054 | D | — | — | |
| 3 | Derivative | Employee Stock Grant | 2021-10-01 | M | D | 1,814 | $0.00 | 0 | D | — · — to 2021-10-01 | 1,814 Common Stock | (F3) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F10) Twenty-five percent of this restricted stock unit grant vested on April 1, 2019 and thereafter, an additional 1/4th vests on each of July 1, 2019, October 1, 2020, and October 1, 2021. |
| 4 | Derivative | Employee Stock Grant | 2021-10-01 | M | D | 5,000 | $0.00 | 15,000 | D | — · — to 2024-10-01 | 20,000 Common Stock | (F3) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F16) Twenty-five percent of this restricted stock unit grant will vest on October 1, 2021 and thereafter, an additional 1/4th will vest on each of October 1, 2022, October 1, 2023, and October 1, 2024. |