Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2021-10-15 00:00:00 ET · period of report 2021-10-14 · accession 0001235468-21-000160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-15 | 2021-10-14 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | +13.1K | 26.1K | +100% | $0 |
| D | 2021-10-15 | 2021-10-14 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-14 | M | A | 13,090 | $0.00 | 26,144 | D | — | — | |
| 2 | Derivative | Employee Stock Grant | 2021-10-14 | M | D | 20,000 | $0.00 | 0 | D | — · — to 2024-10-01 | 20,000 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F13) These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. |