Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-16 · accession 0001235468-21-000191 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-20 | 2021-12-16 | LQDT | Daunt John | Chief Commercial Off | S - Sale+OE | $20.88 | -24.5K | 63.9K | -28% | -$510.9K |
| DMI | 2021-12-20 | 2021-12-16+ | LQDT | Daunt John | Chief Commercial Off | M - OptEx | $2.22 | +24.5K | 80.2K | +44% | +$54.3K |
| DM | 2021-12-20 | 2021-12-16+ | LQDT | Daunt John | Chief Commercial Off | M - OptEx | $0.00 | -38.1K | 25.6K | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-16 | S | D | 16,350 | $20.95 | 63,867 | I By the Daunt Family Trust | — | — | |
| 2 | Common | Common Stock | 2021-12-16 | M | A | 8,115 | $6.69 | 71,982 | I By the Daunt Family Trust | — | — | |
| 3 | Common | Common Stock | 2021-12-16 | S | D | 8,115 | $20.75 | 63,867 | I By the Daunt Family Trust | — | — | |
| 4 | Common | Common Stock | 2021-12-20 | M | A | 16,350 | $0.00 | 80,217 | I By the Daunt Family Trust | — | — | |
| 5 | Derivative | Employee Stock Grant | 2021-12-20 | M | D | 30,000 | $0.00 | 0 | D | — · — to 2025-01-01 | 30,000 Common Stock | (F3) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F13) These restricted stock units vest, if at all, based on certain commercial contribution margin milestones of the Issuer. |
| 6 | Derivative | Employee Stock Option | 2021-12-16 | M | D | 8,115 | $0.00 | 25,566 | D | $6.69 · — to 2029-12-03 | 33,681 Common Stock | (F11) 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. |