Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0001235468-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-05 | 2022-01-03 | LQDT | Murray Novelette | CHRO | J - Other | $22.16 | -1,583 | 27.4K | -5% | -$35.1K |
| DM | 2022-01-05 | 2022-01-03 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | +1,583 | 27.7K | +6% | $0 |
| DM | 2022-01-05 | 2022-01-03 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | -2,462 | 862 | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | J | D | 949 | $22.30 | 26,144 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-03 | M | A | 297 | $0.00 | 26,778 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-03 | M | A | 337 | $0.00 | 26,481 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-03 | J | D | 297 | $21.94 | 27,093 | D | — | — | |
| 5 | Common | Common Stock | 2022-01-03 | J | D | 337 | $21.94 | 27,390 | D | — | — | |
| 6 | Common | Common Stock | 2022-01-03 | M | A | 949 | $0.00 | 27,727 | D | — | — | |
| 7 | Derivative | Employee Stock Grant | 2022-01-03 | M | D | 1,475 | $0.00 | 4,425 | D | — · — to 2025-01-01 | 5,900 Common Stock | (F7) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F21) Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |
| 8 | Derivative | Employee Stock Grant | 2022-01-03 | M | D | 462 | $0.00 | 588 | D | — · — to 2023-01-01 | 1,050 Common Stock | (F7) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F12) Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. |
| 9 | Derivative | Employee Stock Grant | 2022-01-03 | M | D | 525 | $0.00 | 862 | D | — · — to 2024-01-01 | 1,387 Common Stock | (F7) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F9) Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |