Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0001235468-22-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-05 | 2022-01-03 | LQDT | Celaya Jorge | CFO | M - OptEx | $0.00 | +6,361 | 35.2K | +22% | $0 |
| DM | 2022-01-05 | 2022-01-03 | LQDT | Celaya Jorge | CFO | M - OptEx | $0.00 | -9,625 | 11.3K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | M | A | 952 | $0.00 | 29,753 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-03 | M | A | 3,654 | $0.00 | 33,407 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-03 | M | A | 1,755 | $0.00 | 35,162 | D | — | — | |
| 4 | Derivative | Employee Stock Grant | 2022-01-03 | M | D | 1,475 | $0.00 | 1,475 | D | — · — to 2023-01-01 | 2,950 Common Stock | (F4) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F9) Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. |
| 5 | Derivative | Employee Stock Grant | 2022-01-03 | M | D | 2,488 | $0.00 | 7,462 | D | — · — to 2025-01-01 | 9,950 Common Stock | (F4) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F16) Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |
| 6 | Derivative | Employee Stock Grant | 2022-01-03 | M | D | 5,662 | $0.00 | 11,325 | D | — · — to 2024-01-01 | 16,987 Common Stock | (F4) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F12) Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |