Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2022-02-02 00:00:00 ET · period of report 2022-02-01 · accession 0001235468-22-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-02 | 2022-02-01 | LQDT | GROSS PATRICK W | Dir | M - OptEx | $0.00 | +3,346 | 91.5K | +4% | $0 |
| DM | 2022-02-02 | 2022-02-01 | LQDT | GROSS PATRICK W | Dir | A - Grant | $0.00 | +9,380 | 7,613 | New | $0 |
| D | 2022-02-02 | 2022-02-01 | LQDT | GROSS PATRICK W | Dir | M - OptEx | $0.00 | -3,346 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-01 | M | A | 3,346 | $0.00 | 91,487 | D | — | — | |
| 2 | Derivative | Stock Option | 2022-02-01 | A | A | 1,767 | $0.00 | 1,767 | D | $19.21 · 2023-02-01 to 2032-02-01 | 1,767 Common Stock | |
| 3 | Derivative | Restricted Stock Grant | 2022-02-01 | M | D | 3,346 | $0.00 | 0 | D | — · — to 2022-02-01 | 3,346 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F3) These restricted stock units fully vested on February 1, 2022. |
| 4 | Derivative | Restricted Stock Grant | 2022-02-01 | A | A | 7,613 | $0.00 | 7,613 | D | — · — to 2023-02-01 | 7,613 Common Stock | (F2) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F4) These restricted stock units will vest on February 1, 2023. |