Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2022-08-15 00:00:00 ET · period of report 2022-08-12 · accession 0001235468-22-000111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-15 | 2022-08-12 | LQDT | Shaffer Mark A | CLO, Corp Sec | M - OptEx | $7.66 | +34.1K | 57.2K | +147% | +$260.9K |
| D | 2022-08-15 | 2022-08-12 | LQDT | Shaffer Mark A | CLO, Corp Sec | F - Tax | $19.24 | -5,499 | 51.5K | -10% | -$105.8K |
| DM | 2022-08-15 | 2022-08-12+ | LQDT | Shaffer Mark A | CLO, Corp Sec | S - Sale+OE | $19.43 | -41.5K | 51.5K | -45% | -$807.0K |
| DM | 2022-08-15 | 2022-08-12 | LQDT | Shaffer Mark A | CLO, Corp Sec | M - OptEx | $0.00 | -80.3K | 25.6K | -76% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-12 | M | A | 2,280 | $4.47 | 42,001 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-12 | M | A | 9,734 | $6.11 | 51,735 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-12 | M | A | 4,866 | $6.69 | 56,601 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-12 | M | A | 378 | $9.46 | 56,979 | D | — | — | |
| 5 | Common | Common Stock | 2022-08-12 | F | D | 5,499 | $19.24 | 51,480 | D | — | — | |
| 6 | Common | Common Stock | 2022-08-12 | M | A | 11,087 | $9.46 | 62,567 | D | — | — | |
| 7 | Common | Common Stock | 2022-08-12 | S | D | 11,087 | $19.45 | 51,480 | D | — | — | |
| 8 | Common | Common Stock | 2022-08-15 | S | D | 24,722 | $19.42 | 26,758 | D | — | — | |
| 9 | Common | Common Stock | 2022-08-12 | M | A | 1,430 | $6.69 | 52,910 | D | — | — | |
| 10 | Common | Common Stock | 2022-08-12 | M | A | 4,294 | $9.46 | 57,204 | D | — | — | |
| 11 | Common | Common Stock | 2022-08-12 | S | D | 5,724 | $19.43 | 51,480 | D | — | — | |
| 12 | Derivative | Employee Stock Option | 2022-08-12 | M | D | 42,400 | $0.00 | 0 | D | $9.46 · — to 2030-12-01 | 42,400 Common Stock | (F11) These options are fully exercisable. |
| 13 | Derivative | Employee Stock Option | 2022-08-12 | M | D | 9,125 | $0.00 | 10,342 | D | $6.69 · — to 2029-12-03 | 19,467 Common Stock | (F14) 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. |
| 14 | Derivative | Employee Stock Option | 2022-08-12 | M | D | 9,734 | $0.00 | 3,245 | D | $6.11 · — to 2028-12-04 | 12,979 Common Stock | (F12) 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. |
| 15 | Derivative | Employee Stock Option | 2022-08-12 | M | D | 2,280 | $0.00 | 0 | D | $4.47 · — to 2027-12-11 | 2,280 Common Stock | (F11) These options are fully exercisable. |
| 16 | Derivative | Employee Stock Option | 2022-08-12 | M | D | 16,783 | $0.00 | 25,617 | D | $9.46 · — to 2030-12-01 | 42,400 Common Stock | (F16) 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months. |