Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2022-08-18 00:00:00 ET · period of report 2022-08-17 · accession 0001235468-22-000115 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-18 | 2022-08-17 | LQDT | Weiskircher Steven | CTO | M - OptEx | $8.18 | +37.4K | 84.2K | +80% | +$305.7K |
| DM | 2022-08-18 | 2022-08-17 | LQDT | Weiskircher Steven | CTO | S - Sale+OE | $19.39 | -37.4K | 66.9K | -36% | -$724.2K |
| DM | 2022-08-18 | 2022-08-17 | LQDT | Weiskircher Steven | CTO | M - OptEx | $0.00 | -95.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-17 | M | A | 5,132 | $9.46 | 72,070 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-17 | S | D | 5,132 | $19.38 | 66,938 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-17 | S | D | 32,222 | $19.39 | 66,938 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-17 | M | A | 15,010 | $9.46 | 99,160 | D | — | — | |
| 5 | Common | Common Stock | 2022-08-17 | M | A | 17,212 | $6.69 | 84,150 | D | — | — | |
| 6 | Derivative | Employee Stock Option | 2022-08-17 | M | D | 32,750 | $0.00 | 0 | D | $6.69 · — to 2029-12-03 | 32,750 Common Stock | (F8) This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. |
| 7 | Derivative | Employee Stock Option | 2022-08-17 | M | D | 14,318 | $0.00 | 33,932 | D | $9.46 · — to 2030-12-01 | 48,250 Common Stock | (F5) 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |
| 8 | Derivative | Employee Stock Option | 2022-08-17 | M | D | 48,250 | $0.00 | 0 | D | $9.46 · — to 2030-12-01 | 48,250 Common Stock | (F4) This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. |