Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2022-08-18 00:00:00 ET · period of report 2022-08-16 · accession 0001235468-22-000117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-18 | 2022-08-16 | LQDT | Celaya Jorge | CFO | M - OptEx | $6.13 | +20.1K | 62.2K | +48% | +$123.4K |
| D | 2022-08-18 | 2022-08-16 | LQDT | Celaya Jorge | CFO | S - Sale+OE | $20.06 | -5,080 | 50.9K | -9% | -$101.9K |
| D | 2022-08-18 | 2022-08-16 | LQDT | Celaya Jorge | CFO | F - Tax | $19.79 | -6,235 | 56.0K | -10% | -$123.4K |
| DM | 2022-08-18 | 2022-08-16 | LQDT | Celaya Jorge | CFO | M - OptEx | $0.00 | -20.1K | 3,802 | -84% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-16 | M | A | 2,112 | $4.47 | 44,204 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-16 | M | A | 11,406 | $6.11 | 55,610 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-16 | S | D | 5,080 | $20.06 | 50,908 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-16 | F | D | 6,235 | $19.79 | 55,988 | D | — | — | |
| 5 | Common | Common Stock | 2022-08-16 | M | A | 6,613 | $6.69 | 62,223 | D | — | — | |
| 6 | Derivative | Employee Stock Option | 2022-08-16 | M | D | 2,112 | $0.00 | 0 | D | $4.47 · — to 2017-12-11 | 2,112 Common Stock | (F8) 15/48th of this option grant vested on January 1, 2019 and thereafter, an additional 1/48th vests each month for thirty-three months. |
| 7 | Derivative | Employee Stock Option | 2022-08-16 | M | D | 6,613 | $0.00 | 29,387 | D | $6.69 · — to 2029-12-03 | 6,613 Common Stock | (F11) 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. |
| 8 | Derivative | Employee Stock Option | 2022-08-16 | M | D | 11,406 | $0.00 | 3,802 | D | $6.11 · — to 2028-12-04 | 11,406 Common Stock | (F10) 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. |