Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-03 · accession 0001235468-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2023-01-03 | LQDT | Shaffer Mark A | CLO, Corp Sec | M - OptEx | $0.00 | +5,415 | 32.2K | +20% | $0 |
| DM | 2023-01-04 | 2023-01-03 | LQDT | Shaffer Mark A | CLO, Corp Sec | M - OptEx | $0.00 | -8,417 | 6,540 | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | M | A | 1,230 | $0.00 | 30,771 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-03 | M | A | 1,971 | $0.00 | 29,541 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-03 | M | A | 812 | $0.00 | 27,570 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-03 | M | A | 1,402 | $0.00 | 32,173 | D | — | — | |
| 5 | Derivative | Employee Stock Grant | 2023-01-03 | M | D | 1,912 | $0.00 | 3,825 | D | — · — to 2025-01-01 | 1,912 Common Stock | (F5) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F13) Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |
| 6 | Derivative | Employee Stock Grant | 2023-01-03 | M | D | 3,063 | $0.00 | 3,062 | D | — · — to 2024-01-01 | 3,063 Common Stock | (F5) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F11) Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |
| 7 | Derivative | Employee Stock Grant | 2023-01-03 | M | D | 1,262 | $0.00 | 0 | D | — · — to 2023-01-01 | 1,262 Common Stock | (F5) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F9) Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. |
| 8 | Derivative | Employee Stock Grant | 2023-01-03 | M | D | 2,180 | $0.00 | 6,540 | D | — · — to 2026-01-01 | 2,180 Common Stock | (F5) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F17) Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. |