Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-03 · accession 0001235468-23-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2023-01-03 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | +2,705 | 45.9K | +6% | $0 |
| DM | 2023-01-04 | 2023-01-03 | LQDT | Murray Novelette | CHRO | J - Other | $14.10 | -2,705 | 45.2K | -6% | -$38.1K |
| DM | 2023-01-04 | 2023-01-03 | LQDT | Murray Novelette | CHRO | M - OptEx | $0.00 | -4,146 | 5,235 | -44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | M | A | 949 | $0.00 | 44,756 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-03 | J | D | 1,122 | $14.10 | 43,173 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-03 | J | D | 949 | $14.10 | 44,295 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-03 | M | A | 337 | $0.00 | 43,510 | D | — | — | |
| 5 | Common | Common Stock | 2023-01-03 | M | A | 297 | $0.00 | 43,807 | D | — | — | |
| 6 | Common | Common Stock | 2023-01-03 | M | A | 1,122 | $0.00 | 45,878 | D | — | — | |
| 7 | Common | Common Stock | 2023-01-03 | J | D | 337 | $14.10 | 45,541 | D | — | — | |
| 8 | Common | Common Stock | 2023-01-03 | J | D | 297 | $14.10 | 45,244 | D | — | — | |
| 9 | Derivative | Employee Stock Grant | 2023-01-03 | M | D | 463 | $0.00 | 0 | D | — · — to 2023-01-01 | 525 Common Stock | (F9) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F14) Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. |
| 10 | Derivative | Employee Stock Grant | 2023-01-03 | M | D | 463 | $0.00 | 463 | D | — · — to 2024-01-01 | 463 Common Stock | (F9) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F11) Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. |
| 11 | Derivative | Employee Stock Grant | 2023-01-03 | M | D | 1,475 | $0.00 | 2,950 | D | — · — to 2025-01-01 | 1,475 Common Stock | (F9) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F23) Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. |
| 12 | Derivative | Employee Stock Grant | 2023-01-03 | M | D | 1,745 | $0.00 | 5,235 | D | — · — to 2026-01-01 | 1,745 Common Stock | (F9) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F25) Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. |