Form 4 for NTIC NORTHERN TECHNOLOGIES INTERNATIONAL CORP
Accepted 2021-07-09 00:00:00 ET · period of report 2021-07-07 · accession 0001235802-21-000073 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-09 | 2021-07-07 | NTIC | Keong Koh Soo | Dir | M - OptEx | $8.63 | +67.8K | 85.1K | +392% | +$584.5K |
| DM | 2021-07-09 | 2021-07-07 | NTIC | Keong Koh Soo | Dir | M - OptEx | $0.00 | -67.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-07 | M | A | 8,000 | $10.05 | 49,332 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-07 | M | A | 8,000 | $7.43 | 57,332 | D | — | — | |
| 3 | Common | Common Stock | 2021-07-07 | M | A | 8,000 | $6.70 | 65,332 | D | — | — | |
| 4 | Common | Common Stock | 2021-07-07 | M | A | 8,000 | $7.35 | 41,332 | D | — | — | |
| 5 | Common | Common Stock | 2021-07-07 | M | A | 8,000 | $9.18 | 73,332 | D | — | — | |
| 6 | Common | Common Stock | 2021-07-07 | M | A | 16,026 | $8.24 | 101,095 | D | — | — | |
| 7 | Common | Common Stock | 2021-07-07 | M | A | 11,737 | $10.80 | 85,069 | D | — | — | |
| 8 | Derivative | Stock Option (right to buy) | 2021-07-07 | M | D | 8,000 | $0.00 | 0 | D | $7.43 · — to 2025-08-31 | 8,000 Common Stock | (F1) This option has fully vested. |
| 9 | Derivative | Stock Option (right to buy) | 2021-07-07 | M | D | 11,737 | $0.00 | 0 | D | $10.80 · — to 2029-08-31 | 11,737 Common Stock | (F1) This option has fully vested. |
| 10 | Derivative | Stock Option (right to buy) | 2021-07-07 | M | D | 16,026 | $0.00 | 0 | D | $8.24 · — to 2030-08-31 | 16,026 Common Stock | (F1) This option has fully vested. |
| 11 | Derivative | Stock Option (right to buy) | 2021-07-07 | M | D | 8,000 | $0.00 | 0 | D | $7.35 · — to 2023-08-31 | 8,000 Common Stock | (F1) This option has fully vested. |
| 12 | Derivative | Stock Option (right to buy) | 2021-07-07 | M | D | 8,000 | $0.00 | 0 | D | $10.05 · — to 2024-08-31 | 8,000 Common Stock | (F1) This option has fully vested. |
| 13 | Derivative | Stock Option (right to buy) | 2021-07-07 | M | D | 8,000 | $0.00 | 0 | D | $9.18 · — to 2027-08-31 | 8,000 Common Stock | (F1) This option has fully vested. |
| 14 | Derivative | Stock Option (right to buy) | 2021-07-07 | M | D | 8,000 | $0.00 | 0 | D | $6.70 · — to 2026-08-31 | 8,000 Common Stock | (F1) This option has fully vested. |