Form 4 for NTIC NORTHERN TECHNOLOGIES INTERNATIONAL CORP
Accepted 2023-08-21 00:00:00 ET · period of report 2023-08-17 · accession 0001235802-23-000099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-21 | 2023-08-17 | NTIC | Lee Sunggyu | Dir | F - Tax | $12.56 | -4,681 | 3,319 | -59% | -$58.8K |
| D | 2023-08-21 | 2023-08-17 | NTIC | Lee Sunggyu | Dir | M - OptEx | $7.35 | +8,000 | 8,000 | New | +$58.8K |
| D | 2023-08-21 | 2023-08-17 | NTIC | Lee Sunggyu | Dir | M - OptEx | $0.00 | -8,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-17 | F | D | 4,681 | $12.56 | 3,319 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-17 | M | A | 8,000 | $7.35 | 8,000 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2023-08-17 | M | D | 8,000 | $0.00 | 0 | D | $7.35 · — to 2023-08-31 | 8,000 Common Stock | (F1) This option has fully vested. |