Form 4 for COF Capital One
Accepted 2025-10-29 00:00:00 ET · period of report 2025-10-27 · accession 0001238032-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-10-29 | 2025-10-27 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | S - Sale+OE | $225.68 | -103.5K | 4.14M | -2% | -$23.35M |
| D | 2025-10-29 | 2025-10-27 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $63.73 | +53.5K | 4.15M | +1% | +$3.41M |
| D | 2025-10-29 | 2025-10-27 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -53.5K | 53.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-10-27 | S | D | 19,466 | $226.43 | 4,053,251 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.93 to $226.91. Information regarding the number of shares sold at each price will be provided upon request. |
| 2 | Common | Common Stock | 2025-10-27 | S | D | 15,837 | $225.43 | 4,072,717 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.93 to $225.92. Information regarding the number of shares sold at each price will be provided upon request. |
| 3 | Common | Common Stock | 2025-10-27 | S | D | 2,023 | $227.42 | 4,051,228 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.00 to $227.59. Information regarding the number of shares sold at each price will be provided upon request. |
| 4 | Common | Common Stock | 2025-10-27 | S | D | 12,674 | $224.56 | 4,088,554 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.93 to $224.91. Information regarding the number of shares sold at each price will be provided upon request. |
| 5 | Common | Common Stock | 2025-10-27 | S | D | 2,122 | $227.42 | 4,101,228 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $227.00 to $227.59. Information regarding the number of shares sold at each price will be provided upon request. |
| 6 | Common | Common Stock | 2025-10-27 | S | D | 21,429 | $226.43 | 4,103,350 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.92 to $226.91. Information regarding the number of shares sold at each price will be provided upon request. |
| 7 | Common | Common Stock | 2025-10-27 | S | D | 17,167 | $225.39 | 4,124,779 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $224.91 to $225.88. Information regarding the number of shares sold at each price will be provided upon request. |
| 8 | Common | Common Stock | 2025-10-27 | S | D | 12,768 | $224.53 | 4,141,946 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.90 to $224.89. Information regarding the number of shares sold at each price will be provided upon request. |
| 9 | Common | Common Stock | 2025-10-27 | M | A | 53,486 | $63.73 | 4,154,714 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. |
| 10 | Derivative | Stock Options | 2025-10-27 | M | D | 53,486 | $0.00 | 53,487 | D | $63.73 · 2019-02-15 to 2026-02-03 | 53,486 Common Stock |