Form 4 for COF Capital One
Accepted 2025-11-06 00:00:00 ET · period of report 2025-11-04 · accession 0001238032-25-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-11-06 | 2025-11-04 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $63.73 | +53.5K | 4.10M | +1% | +$3.41M |
| DM | 2025-11-06 | 2025-11-04 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | S - Sale+OE | $220.68 | -103.5K | 4.03M | -3% | -$22.84M |
| D | 2025-11-06 | 2025-11-04 | COF | FAIRBANK RICHARD D | COB, CEO, Dir | M - OptEx | $0.00 | -53.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-04 | M | A | 53,487 | $63.73 | 4,104,715 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 2 | Common | Common Stock | 2025-11-04 | S | D | 2,100 | $218.07 | 4,102,615 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.56 to $218.55. Information regarding the number of shares sold at each price will be provided upon request. |
| 3 | Common | Common Stock | 2025-11-04 | S | D | 6,102 | $219.07 | 4,096,513 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.56 to $219.47. Information regarding the number of shares sold at each price will be provided upon request. |
| 4 | Common | Common Stock | 2025-11-04 | S | D | 5,679 | $220.23 | 4,090,834 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.56 to $220.49. Information regarding the number of shares sold at each price will be provided upon request. |
| 5 | Common | Common Stock | 2025-11-04 | S | D | 34,437 | $221.04 | 4,056,397 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.60 to $221.54. Information regarding the number of shares sold at each price will be provided upon request. |
| 6 | Common | Common Stock | 2025-11-04 | S | D | 5,169 | $221.75 | 4,051,228 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.60 to $221.94. Information regarding the number of shares sold at each price will be provided upon request. |
| 7 | Common | Common Stock | 2025-11-04 | S | D | 25,383 | $221.29 | 4,001,228 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.97 to $221.94. Information regarding the number of shares sold at each price will be provided upon request. |
| 8 | Common | Common Stock | 2025-11-04 | S | D | 3,881 | $218.47 | 4,047,347 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.89 to $218.87. Information regarding the number of shares sold at each price will be provided upon request. |
| 9 | Common | Common Stock | 2025-11-04 | S | D | 4,389 | $219.31 | 4,042,958 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $218.89 to $219.77. Information regarding the number of shares sold at each price will be provided upon request. |
| 10 | Common | Common Stock | 2025-11-04 | S | D | 16,347 | $220.65 | 4,026,611 | D | — | — | (F1) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $219.95 to $220.94. Information regarding the number of shares sold at each price will be provided upon request. |
| 11 | Derivative | Stock Options | 2025-11-04 | M | D | 53,487 | $0.00 | 0 | D | $63.73 · 2019-02-15 to 2026-02-03 | 53,487 Common Stock |