Form 4 for STEM STEM, INC.
Accepted 2022-03-09 00:00:00 ET · period of report 2022-03-08 · accession 0001244203-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-03-09 | 2022-03-08 | STEM | BUZBY DAVID S | Dir | S - Sale | $9.01 | -86.1K | 3,563 | -96% | -$776.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2022-03-08 | S | D | 86,121 | $9.01 | 3,563 | I By the David S. Buzby Revocable Trust | — | — |