Form 4 for STEM STEM, INC.
Accepted 2026-08-11 21:21:56 ET · period of report 2026-08-07 · accession 0001244203-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-08-11 21:21 | 2026-08-07 | STEM | BUZBY DAVID S | Dir | M - OptEx | — | +7,486 | 7,486 | New | — |
| D | 2026-08-11 21:21 | 2026-08-07 | STEM | BUZBY DAVID S | Dir | M - OptEx | $0.00 | -7,486 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $0.0001 Per Share | 2026-08-07 | M | A | 7,486 | — | 7,486 | D | — | — | (F1) Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Unit | 2026-08-07 | M | D | 7,486 | $0.00 | 0 | D | — · — to — | 7,486 Common Stock, Par Value $0.0001 Per Share | (F1) Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. (F3) On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026. (F3) On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026. |