Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2021-11-08 00:00:00 ET · period of report 2021-04-30 · accession 0001246360-21-000992 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-08 | 2021-11-05 | ALK | LEVINE KYLE B | SVP LEGAL | F - Tax | $59.35 | -241 | 8,538 | -3% | -$14.3K |
| D | 2021-11-08 | 2021-11-05 | ALK | LEVINE KYLE B | SVP LEGAL | M - OptEx | $0.00 | +986 | 8,779 | +13% | $0 |
| DM | 2021-11-08 | 2021-04-30+ | ALK | LEVINE KYLE B | SVP LEGAL | A - Grant | $38.14 | +94 | 7,749 | +1% | +$3,585 |
| D | 2021-11-08 | 2021-11-05 | ALK | LEVINE KYLE B | SVP LEGAL | M - OptEx | $0.00 | -986 | 1,974 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-11-05 | F | D | 241 | $59.35 | 8,538 | D | — | — | (F4) PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. |
| 2 | Common | COMMON STOCK | 2021-11-05 | M | A | 986 | $0.00 | 8,779 | D | — | — | |
| 3 | Common | COMMON STOCK | 2021-10-31 | A | A | 44 | $44.88 | 7,793 | D | — | — | |
| 4 | Common | COMMON STOCK | 2021-04-30 | A | A | 50 | $32.21 | 7,749 | D | — | — | |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2021-11-05 | M | D | 986 | $0.00 | 1,974 | D | $0.00 · 2021-11-05 to 2030-11-05 | 986 COMMON STOCK | (F5) RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. |