Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-05 · accession 0001246360-21-000993 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-08 | 2021-11-05 | ALK | MINICUCCI BENITO | Pres AND CEO, AIR GROUP | F - Tax | $59.35 | -3,492 | 97.4K | -3% | -$207.3K |
| DM | 2021-11-08 | 2021-11-05 | ALK | MINICUCCI BENITO | Pres AND CEO, AIR GROUP | M - OptEx | $0.00 | +8,872 | 96.0K | +10% | $0 |
| DM | 2021-11-08 | 2021-11-05 | ALK | MINICUCCI BENITO | Pres AND CEO, AIR GROUP | M - OptEx | $0.00 | -8,872 | 9,860 | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-11-05 | F | D | 1,552 | $59.35 | 99,338 | D | — | — | (F3) PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. |
| 2 | Common | COMMON STOCK | 2021-11-05 | F | D | 1,940 | $59.35 | 97,398 | D | — | — | (F3) PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. |
| 3 | Common | COMMON STOCK | 2021-11-05 | M | A | 4,930 | $0.00 | 100,890 | D | — | — | |
| 4 | Common | COMMON STOCK | 2021-11-05 | M | A | 3,942 | $0.00 | 95,960 | D | — | — | |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2021-11-05 | M | D | 3,942 | $0.00 | 15,768 | D | $0.00 · 2021-11-20 to 2030-11-05 | 3,942 COMMON STOCK | (F1) RESTRICTED STOCK UNITS VEST ANNUALLY IN 20% INSTALLMENTS ON THE FIRST FIVE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. |
| 6 | Derivative | RESTRICTED STOCK UNITS | 2021-11-05 | M | D | 4,930 | $0.00 | 9,860 | D | $0.00 · 2021-11-05 to 2030-11-05 | 4,930 COMMON STOCK | (F4) RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. |