Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2021-11-08 00:00:00 ET · period of report 2021-10-31 · accession 0001246360-21-000996 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-08 | 2021-10-31 | ALK | TACKETT SHANE R | CFO, EVP Fin | A - Grant | $44.88 | +113 | 8,770 | +1% | +$5,071 |
| D | 2021-11-08 | 2021-11-05 | ALK | TACKETT SHANE R | CFO, EVP Fin | M - OptEx | $0.00 | +3,286 | 12.1K | +37% | $0 |
| D | 2021-11-08 | 2021-11-05 | ALK | TACKETT SHANE R | CFO, EVP Fin | F - Tax | $59.35 | -1,294 | 10.8K | -11% | -$76.8K |
| D | 2021-11-08 | 2021-11-05 | ALK | TACKETT SHANE R | CFO, EVP Fin | M - OptEx | $0.00 | -3,286 | 6,574 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-10-31 | A | A | 113 | $44.88 | 8,770 | D | — | — | |
| 2 | Common | COMMON STOCK | 2021-11-05 | M | A | 3,286 | $0.00 | 12,056 | D | — | — | |
| 3 | Common | COMMON STOCK | 2021-11-05 | F | D | 1,294 | $59.35 | 10,762 | D | — | — | (F4) PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. |
| 4 | Derivative | RESTRICTED STOCK UNITS | 2021-11-05 | M | D | 3,286 | $0.00 | 6,574 | D | $0.00 · 2021-11-05 to 2030-11-05 | 3,286 COMMON STOCK | (F5) RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. |