Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2021-11-08 00:00:00 ET · period of report 2021-09-09 · accession 0001246360-21-000997 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-08 | 2021-11-05 | ALK | VON MUEHLEN CONSTANCE E | EVP AND COO | F - Tax | $59.35 | -241 | 4,084 | -6% | -$14.3K |
| D | 2021-11-08 | 2021-11-05 | ALK | VON MUEHLEN CONSTANCE E | EVP AND COO | M - OptEx | $0.00 | +986 | 4,325 | +30% | $0 |
| DI | 2021-11-08 | 2021-09-09 | ALK | VON MUEHLEN CONSTANCE E | EVP AND COO | F - Tax | $58.20 | -50 | 235 | -18% | -$2,910 |
| DI | 2021-11-08 | 2021-09-09 | ALK | VON MUEHLEN CONSTANCE E | EVP AND COO | M - OptEx | $0.00 | +168 | 285 | +144% | $0 |
| DI | 2021-11-08 | 2021-09-09 | ALK | VON MUEHLEN CONSTANCE E | EVP AND COO | M - OptEx | $0.00 | -168 | 335 | -33% | $0 |
| D | 2021-11-08 | 2021-11-05 | ALK | VON MUEHLEN CONSTANCE E | EVP AND COO | M - OptEx | $0.00 | -986 | 1,974 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-11-05 | F | D | 241 | $59.35 | 4,084 | D | — | — | (F3) PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. |
| 2 | Common | COMMON STOCK | 2021-11-05 | M | A | 986 | $0.00 | 4,325 | D | — | — | |
| 3 | Common | COMMON STOCK | 2021-09-09 | F | D | 50 | $58.20 | 235 | I HELD BY SPOUSE | — | — | (F3) PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. |
| 4 | Common | COMMON STOCK | 2021-09-09 | M | A | 168 | $0.00 | 285 | I HELD BY SPOUSE | — | — | |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2021-09-09 | M | D | 168 | $0.00 | 335 | I HELD BY SPOUSE | $0.00 · 2021-09-09 to 2030-09-09 | 168 COMMON STOCK | (F1) OUTSTANDING RESTRICTED STOCK UNITS SCHEDULED TO VEST IN EQUAL INSTALLMENTS ON 9/9/2021, 3/9/2022 AND 9/9/2022. THE RSUs CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS. |
| 6 | Derivative | RESTRICTED STOCK UNITS | 2021-11-05 | M | D | 986 | $0.00 | 1,974 | D | $0.00 · 2021-11-05 to 2030-11-05 | 986 COMMON STOCK | (F4) RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. |