Form 4 for BOKF BOK FINANCIAL CORP
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001248915-22-000065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-22 | BOKF | Grunst Martin E | EVP, CRO | A - Grant | $0.00 | +3,882 | 32.7K | +13% | $0 |
| D | 2022-02-24 | 2022-02-23 | BOKF | Grunst Martin E | EVP, CRO | D - Sale to Iss | — | -4,908 | 29.0K | -14% | — |
| D | 2022-02-24 | 2022-02-23 | BOKF | Grunst Martin E | EVP, CRO | F - Tax | $100.25 | -165.22 | 33.9K | -0.5% | -$16.6K |
| D | 2022-02-24 | 2022-02-23 | BOKF | Grunst Martin E | EVP, CRO | M - OptEx | $0.00 | +1,370 | 34.1K | +4% | $0 |
| D | 2022-02-24 | 2022-02-23 | BOKF | Grunst Martin E | EVP, CRO | A - Grant | — | +4,908 | 6,366 | +337% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-22 | A | A | 3,882 | $0.00 | 32,684 | D | — | — | (F1) Represents restricted stock which vests on January 14, 2025. Shares are subject to forfeiture (i) upon termination of employment prior to vesting, and (ii) if certain performance earnings per share targets established pursuant to BOKF Executive Incentive Plan are not met. |
| 2 | Common | Common Stock | 2022-02-23 | D | D | 4,907.78 | — | 28,981 | D | — | — | (F3) In connection with the vesting on February 23, 2022 of restricted stock units previously granted to the reporting person, the reporting person's receipt of 4,907.7777 shares of common stock was deferred, resulting in the reporting person's receipt instead of 4,907.7777 shares of phantom stock pursuant to BOKF's deferred compensation plan. The reporting person is therefore reporting the disposition of 4,907.7777 shares of common stock in exchange for an equal number of shares of phantom stock. |
| 3 | Common | Common Stock | 2022-02-23 | F | D | 165.22 | $100.25 | 33,888.78 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-23 | M | A | 1,370 | $0.00 | 34,054 | D | — | — | (F2) Represents upward restricted stock adjustments based upon attainment of performance goals established pursuant to the BOKF Executive Incentive Plan for restricted stock awards made in 2019. |
| 5 | Derivative | Phantom Stock | 2022-02-23 | A | A | 4,907.78 | — | 6,365.74 | D | — · — to — | 4,907.78 Common Stock | (F3) In connection with the vesting on February 23, 2022 of restricted stock units previously granted to the reporting person, the reporting person's receipt of 4,907.7777 shares of common stock was deferred, resulting in the reporting person's receipt instead of 4,907.7777 shares of phantom stock pursuant to BOKF's deferred compensation plan. The reporting person is therefore reporting the disposition of 4,907.7777 shares of common stock in exchange for an equal number of shares of phantom stock. (F4) Each share of phantom stock represents a right to receive one share of common stock or, at BOKF's election, the cash value thereof. (F5) The phantom stock becomes payable upon the reporting person's termination of employment with BOKF. |