Form 4 for RFIL R F INDUSTRIES LTD
Accepted 2022-12-29 00:00:00 ET · period of report 2022-12-28 · accession 0001250853-22-000125 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-29 | 2022-12-28 | RFIL | Dawson Robert D | Pres, CEO, Dir | M - OptEx | $1.90 | +45.0K | 155.7K | +41% | +$85.5K |
| D | 2022-12-29 | 2022-12-28 | RFIL | Dawson Robert D | Pres, CEO, Dir | M - OptEx | $0.00 | -45.0K | 25.0K | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-28 | M | A | 45,000 | $1.90 | 155,711 | D | — | — | |
| 2 | Derivative | Stock Option (right to buy) | 2022-12-28 | M | D | 45,000 | $0.00 | 25,000 | D | $1.90 · — to 2027-07-16 | 45,000 Common Stock | (F1) On July 17, 2017, the reporting person was granted an option to purchase 100,000 shares of common stock of the issuer. The option vested as to 10,000 shares on July 17, 2017 with the remaining 90,000 shares to vest in equal installments over the following nine years. On July 16, 2021, the reporting person entered into a new employment agreement with the issuer. Pursuant to such employment agreement, the vesting schedule of the July 17, 2017 option grant was revised, such that 25,000 of the unvested options would vest on July 17, 2022 and the remaining 25,000 unvested options would vest on July 17, 2023. |