Form 4 for RFIL R F INDUSTRIES LTD
Accepted 2023-01-12 00:00:00 ET · period of report 2023-01-10 · accession 0001250853-23-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-12 | 2023-01-10 | RFIL | Dawson Robert D | Pres, CEO, Dir | F - Tax | $5.46 | -957 | 154.8K | -0.6% | -$5,225 |
| D | 2023-01-12 | 2023-01-11 | RFIL | Dawson Robert D | Pres, CEO, Dir | A - Grant | $0.00 | +31.8K | 186.6K | +21% | $0 |
| D | 2023-01-12 | 2023-01-11 | RFIL | Dawson Robert D | Pres, CEO, Dir | A - Grant | $0.00 | +63.6K | 63.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-10 | F | D | 957 | $5.46 | 154,754 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-11 | A | A | 31,818 | $0.00 | 186,572 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2023-01-11 | A | A | 63,636 | $0.00 | 63,636 | D | $5.59 · — to 2033-01-10 | 63,636 Common Stock | (F1) On January 11, 2023, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 11, 2024; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 11, 2024. |