Form 4 for ASTH Astrana Health, Inc.
Accepted 2023-03-13 00:00:00 ET · period of report 2020-03-04 · accession 0001250853-23-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-13 | 2023-03-09 | ASTH | Marsh Linda | Dir | M - OptEx | $10.00 | +62.5K | 62.5K | New | +$625.0K |
| D | 2023-03-13 | 2020-03-04 | ASTH | Marsh Linda | Dir | A - Grant | — | +62.5K | 62.5K | New | — |
| D | 2023-03-13 | 2023-03-09 | ASTH | Marsh Linda | Dir | M - OptEx | $0.00 | -62.5K | 0 | -100% | $0 |
| D | 2023-03-13 | 2020-03-04 | ASTH | Marsh Linda | Dir | D - Sale to Iss | — | -62.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-09 | M | A | 62,500 | $10.00 | 62,500 | D | — | — | |
| 2 | Derivative | Stock Option (right to buy) | 2020-03-04 | A | A | 62,500 | — | 62,500 | D | $10.00 · — to 2023-04-05 | 62,500 Common Stock | (F2) The transactions reported on Lines 1 and 2 involved an amendment of an outstanding option, resulting in the cancellation of the original option and the grant of a replacement option. The option was originally granted on April 5, 2017 and vested and became exercisable on a monthly basis over thirty six months commencing on May 5, 2017. |
| 3 | Derivative | Stock Option (right to buy) | 2023-03-09 | M | D | 62,500 | $0.00 | 0 | D | $10.00 · — to 2023-04-05 | 62,500 Common Stock | (F3) The stock options were granted on March 4, 2020 and vested and became exercisable on the date of the grant. |
| 4 | Derivative | Stock Option (right to buy) | 2020-03-04 | D | D | 62,500 | — | 0 | D | $10.00 · — to 2020-04-05 | 62,500 Common Stock | (F2) The transactions reported on Lines 1 and 2 involved an amendment of an outstanding option, resulting in the cancellation of the original option and the grant of a replacement option. The option was originally granted on April 5, 2017 and vested and became exercisable on a monthly basis over thirty six months commencing on May 5, 2017. |