Form 4 for SOTK SONO TEK CORP
Accepted 2021-10-14 00:00:00 ET · period of report 2021-10-12 · accession 0001254815-21-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-14 | 2021-10-12 | SOTK | HASKELL ERIC | Dir | M - OptEx | $0.61 | +5,000 | 5,000 | New | +$3,050 |
| D | 2021-10-14 | 2021-10-12 | SOTK | HASKELL ERIC | Dir | F - Tax | $4.67 | -653 | 4,347 | -13% | -$3,050 |
| D | 2021-10-14 | 2021-10-12 | SOTK | HASKELL ERIC | Dir | M - OptEx | $0.61 | -5,000 | 26.1K | -16% | -$3,050 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Sono-Tek Corp Common Stock | 2021-10-12 | M | A | 5,000 | $0.61 | 5,000 | D | — | — | (F1) Reporting person exercised 5,000 vested options. |
| 2 | Common | Sono-Tek Corp Common Stock | 2021-10-12 | F | D | 653 | $4.67 | 4,347 | D | — | — | (F2) Reporting person surrendered 653 shares of Sono-Tek Corp common stock as payment for the exercise of vested options. |
| 3 | Derivative | Sono-Tek Corp Options | 2021-10-12 | M | D | 5,000 | $0.61 | 26,050 | D | $0.61 · 2012-11-08 to 2022-11-06 | 5,000 Sono-Tek Corp Common Stock | (F1) Reporting person exercised 5,000 vested options. |