Form 4 for DOCU DOCUSIGN, INC.
Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-15 · accession 0001261333-21-000174 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-16 | 2021-09-15 | DOCU | Gaylor Cynthia | CFO | F - Tax | $267.98 | -6,274 | 16.7K | -27% | -$1.68M |
| D | 2021-09-16 | 2021-09-15 | DOCU | Gaylor Cynthia | CFO | M - OptEx | $0.00 | +13.3K | 23.0K | +136% | $0 |
| DM | 2021-09-16 | 2021-09-15 | DOCU | Gaylor Cynthia | CFO | M - OptEx | $0.00 | -13.3K | 18.0K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-15 | F | D | 6,274 | $267.98 | 16,736 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units. |
| 2 | Common | Common Stock | 2021-09-15 | M | A | 13,277 | $0.00 | 23,010 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 12,077 | $0.00 | 36,231 | D | — · — to — | 12,077 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F3) The RSUs will vest 25% over the first year, while the remaining will vest in equal quarterly installments over four years, with a vesting commencement date of September 10, 2020, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 4 | Derivative | Restricted Stock Units | 2021-09-15 | M | D | 1,200 | $0.00 | 18,002 | D | — · — to — | 1,200 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F5) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |