Form 4 for DOCU DOCUSIGN, INC.
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-15 · accession 0001261333-21-000228 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-15 | DOCU | Alhadeff Loren | Chief Revenue Off | M - OptEx | $0.00 | +10.5K | 154.0K | +7% | $0 |
| D | 2021-12-16 | 2021-12-15 | DOCU | Alhadeff Loren | Chief Revenue Off | F - Tax | $144.46 | -4,147 | 149.8K | -3% | -$599.1K |
| DM | 2021-12-16 | 2021-12-15 | DOCU | Alhadeff Loren | Chief Revenue Off | M - OptEx | $0.00 | -10.5K | 12.2K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | M | A | 10,535 | $0.00 | 153,962 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-15 | F | D | 4,147 | $144.46 | 149,815 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU"). |
| 3 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 1,193 | $0.00 | 11,932 | D | — · — to — | 1,193 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F6) The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2020, in each case subject to the Reporting Person being a service provider through such date.The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 4 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 4,719 | $0.00 | 23,600 | D | — · — to — | 4,719 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F5) The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of February 10, 2019, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 5 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 3,750 | $0.00 | 7,500 | D | — · — to — | 3,750 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F3) The RSUs will vest in sixteen equal quarterly installments over four years, with a vest commencement date of May 10, 2018, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 6 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 873 | $0.00 | 12,220 | D | — · — to — | 873 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F7) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |