Form 4 for DOCU DOCUSIGN, INC.
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-15 · accession 0001261333-21-000230 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-15 | DOCU | OLRICH SCOTT V. | COO | M - OptEx | $0.00 | +5,848 | 230.6K | +3% | $0 |
| D | 2021-12-16 | 2021-12-15 | DOCU | OLRICH SCOTT V. | COO | F - Tax | $144.46 | -2,901 | 227.7K | -1% | -$419.1K |
| DM | 2021-12-16 | 2021-12-15 | DOCU | OLRICH SCOTT V. | COO | M - OptEx | $0.00 | -5,848 | 18.3K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | M | A | 5,848 | $0.00 | 230,617 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-15 | F | D | 2,901 | $144.46 | 227,716 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU"). |
| 3 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 1,468 | $0.00 | 14,685 | D | — · — to — | 1,468 Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's common stock. (F5) The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2020, in each case subject to the Reporting Person being a service provider through such date.The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following achange in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 4 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 3,071 | $0.00 | 18,428 | D | — · — to — | 3,071 Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's common stock. (F3) The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2019, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 5 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 1,309 | $0.00 | 18,329 | D | — · — to — | 1,309 Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's common stock. (F6) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |