Form 4 for DOCU DOCUSIGN, INC.
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-15 · accession 0001261333-21-000231 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-15 | DOCU | Phi Tram T | SVP, GC | F - Tax | $144.46 | -2,570 | 6,766 | -28% | -$371.3K |
| D | 2021-12-16 | 2021-12-15 | DOCU | Phi Tram T | SVP, GC | M - OptEx | $0.00 | +5,181 | 9,336 | +125% | $0 |
| DM | 2021-12-16 | 2021-12-15 | DOCU | Phi Tram T | SVP, GC | M - OptEx | $0.00 | -5,181 | 10.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | F | D | 2,570 | $144.46 | 6,766 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU"). |
| 2 | Common | Common Stock | 2021-12-15 | M | A | 5,181 | $0.00 | 9,336 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 3,683 | $0.00 | 25,781 | D | — · — to — | 3,683 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F3) Twenty-five percent of the total RSUs granted vested on July 10, 2020, and the balance of the RSUs shall vest in twelve equal quarterly installments until fully vested on July 20, 2023, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 4 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 734 | $0.00 | 7,343 | D | — · — to — | 734 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F5) The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2020, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 5 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 764 | $0.00 | 10,692 | D | — · — to — | 764 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F6) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |