Form 4 for DOCU DOCUSIGN, INC.
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-15 · accession 0001261333-21-000232 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-15 | DOCU | Springer Daniel D. | Pres, CEO, Dir | G - Gift | $0.00 | -4,395 | 1.59M | -0.3% | $0 |
| D | 2021-12-16 | 2021-12-15 | DOCU | Springer Daniel D. | Pres, CEO, Dir | F - Tax | $144.46 | -13.7K | 1.60M | -0.9% | -$1.98M |
| D | 2021-12-16 | 2021-12-15 | DOCU | Springer Daniel D. | Pres, CEO, Dir | M - OptEx | $0.00 | +27.7K | 1.61M | +2% | $0 |
| DM | 2021-12-16 | 2021-12-15 | DOCU | Springer Daniel D. | Pres, CEO, Dir | M - OptEx | $0.00 | -27.7K | 32.3K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | G | D | 4,395 | $0.00 | 1,585,613 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-15 | F | D | 13,737 | $144.46 | 1,599,575 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU"). |
| 3 | Common | Common Stock | 2021-12-15 | M | A | 27,699 | $0.00 | 1,613,312 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 6,719 | $0.00 | 13,438 | D | — · — to — | 6,719 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F3) The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2018, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 5 | Derivative | Performance Stock Units | 2021-12-15 | M | D | 5,040 | $0.00 | 10,080 | D | $0.00 · — to — | 5,040 Common Stock | (F9) Represents shares issuable on settlement of performance stock units granted to the Reporting Person. Each PSU represents a contingent right to receive one share of Issuer's Common Stock. The PSUs began vesting upon the achievement of specified performance metrics achieved during the Issuer's fiscal year ending January 31, 2019. Twenty-five percent of the PSUs vested on April 22, 2019, and the balance of the PSUs shall vest in twelve equal quarterly installments starting May 10, 2019, in each case subject to the Reporting Person's continued service with the Issuer through each such vesting date. |
| 6 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 2,182 | $0.00 | 30,548 | D | — · — to — | 2,182 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F7) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 7 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 3,337 | $0.00 | 33,373 | D | — · — to — | 3,337 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F6) The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2020, in each case subject to the Reporting Person being a service provider through such date.The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following achange in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 8 | Derivative | Performance Stock Units | 2021-12-15 | M | D | 5,039 | $0.00 | 10,079 | D | $0.00 · — to — | 5,039 Common Stock | (F8) Represents shares issuable on settlement of performance stock units ("PSUs") granted to the Reporting Person. Each PSU represents a contingent right to receive one share of Issuer's Common Stock. The PSUs vest subject to the achievement of certain performance conditions involving the Issuer's stock price, subject to Reporting Person's continued service with the Issuer through each such vesting date. |
| 9 | Derivative | Restricted Stock Units | 2021-12-15 | M | D | 5,382 | $0.00 | 32,292 | D | — · — to — | 5,382 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F5) The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2019, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |