Form 4 for DOCU DOCUSIGN, INC.
Accepted 2023-03-16 00:00:00 ET · period of report 2023-03-15 · accession 0001261333-23-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-16 | 2023-03-15 | DOCU | Gaylor Cynthia | CFO | M - OptEx | $0.00 | +14.5K | 45.8K | +46% | $0 |
| D | 2023-03-16 | 2023-03-15 | DOCU | Gaylor Cynthia | CFO | F - Tax | $0.00 | -7,177 | 38.6K | -16% | $0 |
| DM | 2023-03-16 | 2023-03-15 | DOCU | Gaylor Cynthia | CFO | M - OptEx | $0.00 | -14.5K | 82.1K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | M | A | 14,473 | $0.00 | 45,755 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-15 | F | D | 7,177 | $0.00 | 38,578 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU"). |
| 3 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 3,019 | $0.00 | 18,116 | D | — · — to — | 3,019 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F3) The RSUs will vest 25% over the first year, while the remaining will vest in equal quarterly installments over four years, with a vesting commencement date of September 10, 2020, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 4 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 1,200 | $0.00 | 10,802 | D | — · — to — | 1,200 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F5) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 5 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 4,391 | $0.00 | 57,085 | D | — · — to — | 4,391 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F6) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 6 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 5,863 | $0.00 | 82,083 | D | — · — to — | 5,863 Common Stock | (F2) Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. (F7) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of July 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |