Form 4 for DOCU DOCUSIGN, INC.
Accepted 2023-09-18 00:00:00 ET · period of report 2023-09-15 · accession 0001261333-23-000080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-18 | 2023-09-15 | DOCU | Shaughnessy James P | CLO | F - Tax | $0.00 | -7,121 | 35.4K | -17% | $0 |
| D | 2023-09-18 | 2023-09-15 | DOCU | Shaughnessy James P | CLO | M - OptEx | $0.00 | +15.4K | 42.5K | +57% | $0 |
| DM | 2023-09-18 | 2023-09-15 | DOCU | Shaughnessy James P | CLO | M - OptEx | $0.00 | -15.4K | 35.2K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-15 | F | D | 7,121 | $0.00 | 35,417 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units. |
| 2 | Common | Common Stock | 2023-09-15 | M | A | 15,365 | $0.00 | 42,538 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-09-15 | M | D | 2,187 | $0.00 | 32,808 | D | — · — to — | 2,187 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F6) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2023, in each case subject to the reporting person being a service provider through such date. (F4) The RSUs do not expire; they either vest or are cancelled prior to vesting date. |
| 4 | Derivative | Restricted Stock Units | 2023-09-15 | M | D | 10,246 | $0.00 | 65,868 | D | — · — to — | 10,246 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F5) The RSUs will vest 35% on the one year anniversary of the grant date, 35% in equal quarterly installments after year one, 15% in equal quarterly installments after year two, and 15% in equal quarterly installments after year 3, with a vesting commencement date of June 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are cancelled prior to vesting date. |
| 5 | Derivative | Restricted Stock Units | 2023-09-15 | M | D | 2,932 | $0.00 | 35,179 | D | — · — to — | 2,932 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F3) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of July 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are cancelled prior to vesting date. |