Form 4 for DOCU DOCUSIGN, INC.
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0001261333-23-000109 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-19 | 2023-12-15 | DOCU | Shute Stephen | Pres, Field Ops | M - OptEx | $0.00 | +29.4K | 32.1K | +1,071% | $0 |
| D | 2023-12-19 | 2023-12-15 | DOCU | Shute Stephen | Pres, Field Ops | F - Tax | $0.00 | -13.0K | 19.1K | -41% | $0 |
| DM | 2023-12-19 | 2023-12-15 | DOCU | Shute Stephen | Pres, Field Ops | M - OptEx | $0.00 | -29.4K | 244.3K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | M | A | 29,350 | $0.00 | 32,090 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-15 | F | D | 13,004 | $0.00 | 19,086 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 4,921 | $0.00 | 68,898 | D | — · — to — | 4,921 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F5) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2023, in each case subject to the reporting person being a service provider through such date. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 4 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 24,429 | $0.00 | 244,295 | D | — · — to — | 24,429 Common Stock | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F3) The RSUs will vest 25% over the first year, while the remaining will vest in twelve (12) equal quarterly installments over three years, with a vesting commencement date of May 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F4) The RSUs do not expire; they either vest or are canceled prior to vesting date. |