Form 4 for DOCU DOCUSIGN, INC.
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001261333-24-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-19 | 2024-03-15 | DOCU | Shute Stephen | Pres, Field Ops | M - OptEx | $0.00 | +29.4K | 34.8K | +536% | $0 |
| D | 2024-03-19 | 2024-03-15 | DOCU | Shute Stephen | Pres, Field Ops | F - Tax | $0.00 | -10.8K | 24.1K | -31% | $0 |
| DM | 2024-03-19 | 2024-03-19 | DOCU | Shute Stephen | Pres, Field Ops | S - Sale+OE | $57.02 | -15.1K | 8,959 | -63% | -$861.6K |
| DM | 2024-03-19 | 2024-03-15 | DOCU | Shute Stephen | Pres, Field Ops | M - OptEx | $0.00 | -29.4K | 219.9K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | M | A | 29,351 | $0.00 | 34,831 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-15 | F | D | 10,763 | $0.00 | 24,068 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units. |
| 3 | Common | Common Stock | 2024-03-19 | S | D | 15,009 | $57.02 | 9,059 | D | — | — | (F2) The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. (F3) The shares were sold at prices ranging from $56.46 to $57.45. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2024-03-19 | S | D | 100 | $57.47 | 8,959 | D | — | — | (F2) The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. |
| 5 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 4,921 | $0.00 | 63,977 | D | — · — to — | 4,921 Common Stock | (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F7) The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2023, in each case subject to the reporting person being a service provider through such date. (F6) The RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 6 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 24,430 | $0.00 | 219,865 | D | — · — to — | 24,430 Common Stock | (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F5) The RSUs will vest 25% over the first year, while the remaining will vest in twelve (12) equal quarterly installments over three years, with a vesting commencement date of May 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. (F6) The RSUs do not expire; they either vest or are canceled prior to vesting date. |