Form 4 for SOTK SONO TEK CORP
Accepted 2021-10-18 00:00:00 ET · period of report 2021-10-14 · accession 0001262182-21-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-18 | 2021-10-14 | SOTK | COCCIO CHRISTOPHER L | CEO, Dir | F - Tax | $6.49 | -78.6K | 454.3K | -15% | -$510.0K |
| D | 2021-10-18 | 2021-10-15 | SOTK | COCCIO CHRISTOPHER L | CEO, Dir | S - Sale+OE | $5.90 | -3,800 | 450.5K | -0.8% | -$22.4K |
| DM | 2021-10-18 | 2021-10-14 | SOTK | COCCIO CHRISTOPHER L | CEO, Dir | M - OptEx | $2.55 | +200.0K | 495.2K | +68% | +$510.0K |
| DM | 2021-10-18 | 2021-10-14 | SOTK | COCCIO CHRISTOPHER L | CEO, Dir | M - OptEx | $2.55 | -200.0K | 100.0K | -67% | -$510.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Sono-Tek Corp Common Stock | 2021-10-14 | F | D | 37,750 | $6.49 | 395,170 | D | — | — | (F2) Reporting person surrendered 37750 shares of Sono-Tek Corp common stock as payment for the exercise of vested options. |
| 2 | Common | Sono-Tek Corp Common Stock | 2021-10-15 | S | D | 3,800 | $5.90 | 450,538 | D | — | — | |
| 3 | Common | Sono-Tek Corp Common Stock | 2021-10-14 | M | A | 100,000 | $2.45 | 432,920 | D | — | — | (F1) Reporting person exercised 100000 vested options. |
| 4 | Common | Sono-Tek Corp Common Stock | 2021-10-14 | M | A | 100,000 | $2.65 | 495,170 | D | — | — | (F1) Reporting person exercised 100000 vested options. |
| 5 | Common | Sono-Tek Corp Common Stock | 2021-10-14 | F | D | 40,832 | $6.49 | 454,338 | D | — | — | (F3) Reporting person surrendered 40832 shares of Sono-Tek Corp common stock as payment for the exercise of vested options. |
| 6 | Derivative | Sono-Tek Corp Options | 2021-10-14 | M | D | 100,000 | $2.65 | 0 | D | $2.65 · 2019-09-03 to 2029-09-03 | 100,000 Sono-Tek Corp Common Stock | (F1) Reporting person exercised 100000 vested options. |
| 7 | Derivative | Sono-Tek Corp Options | 2021-10-14 | M | D | 100,000 | $2.45 | 100,000 | D | $2.45 · 2019-06-06 to 2029-06-06 | 100,000 Sono-Tek Corp Common Stock | (F1) Reporting person exercised 100000 vested options. |