Form 4 for SOTK SONO TEK CORP
Accepted 2024-02-27 00:00:00 ET · period of report 2024-02-26 · accession 0001263114-24-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-27 | 2024-02-26 | SOTK | MOWBRAY DONALD F | Dir | F - Tax | $5.69 | -10.7K | 64.9K | -14% | -$60.6K |
| DM | 2024-02-27 | 2024-02-26 | SOTK | MOWBRAY DONALD F | Dir | M - OptEx | $3.71 | +16.3K | 66.3K | +33% | +$60.6K |
| DM | 2024-02-27 | 2024-02-26 | SOTK | MOWBRAY DONALD F | Dir | M - OptEx | $3.71 | -16.3K | 13.0K | -56% | -$60.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Sono-Tek Corp Common Stock | 2024-02-26 | F | D | 6,503 | $5.69 | 62,687 | D | — | — | (F2) Reporting person surrendered shares of Sono-Tek stock as payment for the exercise of options. |
| 2 | Common | Sono-Tek Corp Common Stock | 2024-02-26 | M | A | 4,841 | $3.19 | 67,528 | D | — | — | (F1) Reporting person exercised vested options. |
| 3 | Common | Sono-Tek Corp Common Stock | 2024-02-26 | M | A | 10,000 | $3.70 | 69,190 | D | — | — | (F1) Reporting person exercised vested options. |
| 4 | Common | Sono-Tek Corp Common Stock | 2024-02-26 | F | D | 2,714 | $5.69 | 64,814 | D | — | — | (F2) Reporting person surrendered shares of Sono-Tek stock as payment for the exercise of options. |
| 5 | Common | Sono-Tek Corp Common Stock | 2024-02-26 | F | D | 1,435 | $5.69 | 64,864 | D | — | — | (F2) Reporting person surrendered shares of Sono-Tek stock as payment for the exercise of options. |
| 6 | Common | Sono-Tek Corp Common Stock | 2024-02-26 | M | A | 1,485 | $5.50 | 66,299 | D | — | — | (F1) Reporting person exercised vested options. |
| 7 | Derivative | Sono-Tek Options | 2024-02-26 | M | D | 1,485 | $5.50 | 6,700 | D | $5.50 · 2023-08-18 to 2032-08-18 | 1,485 Sono-Tek Corp Common Stock | (F1) Reporting person exercised vested options. |
| 8 | Derivative | Sono-Tek Options | 2024-02-26 | M | D | 4,841 | $3.19 | 8,185 | D | $3.19 · 2022-08-19 to 2031-08-19 | 4,841 Sono-Tek Corp Common Stock | (F1) Reporting person exercised vested options. |
| 9 | Derivative | Sono-Tek Options | 2024-02-26 | M | D | 10,000 | $3.70 | 13,026 | D | $3.70 · 2021-08-20 to 2031-08-20 | 10,000 Sono-Tek Corp Common Stock | (F1) Reporting person exercised vested options. |