Form 4 for NATR NATURES SUNSHINE PRODUCTS INC
Accepted 2021-07-20 00:00:00 ET · period of report 2021-07-16 · accession 0001263696-21-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-07-20 | 2021-07-16 | NATR | BATY JOSEPH W | EVP, CFO | F - Tax | $18.26 | -2,074 | 141.1K | -1% | -$37.9K |
| M | 2021-07-20 | 2021-07-16 | NATR | BATY JOSEPH W | EVP, CFO | M - OptEx | $0.00 | +5,260 | 142.1K | +4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-07-16 | F | D | 1,037 | $18.26 | 139,489 | D | — | — | (F2) Represents shares of NATR common stock withheld to pay taxes upon the vesting of restricted stock units, comprising 986 shares granted to the reporting person on February 12, 2018 and 51 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The number of shares withheld was determined on July 16, 2021, based on the closing price of NATR common stock on that date. |
| 2 | Common | Common Shares | 2021-07-16 | F | D | 1,037 | $18.26 | 141,082 | D | — | — | (F2) Represents shares of NATR common stock withheld to pay taxes upon the vesting of restricted stock units, comprising 986 shares granted to the reporting person on February 12, 2018 and 51 shares granted to the reporting person in connection with a special dividend on April 12, 2021. The number of shares withheld was determined on July 16, 2021, based on the closing price of NATR common stock on that date. |
| 3 | Common | Common Shares | 2021-07-16 | M | A | 2,630 | $0.00 | 140,526 | D | — | — | (F1) These awards were granted as restricted stock units on February 12, 2018 and vested upon achievement of pre-determined net sales targets. The number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the Company on April 12, 2021 with 130 shares being added to the original grant. |
| 4 | Common | Common Shares | 2021-07-16 | M | A | 2,630 | $0.00 | 142,119 | D | — | — | (F3) These awards were granted as RSUs on February 12, 2021 and vested upon achievement of pre-determined adjusted EBITDA goals. The number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the Company on April 12, 2021 with 130 shares being added to the original grant. |