Form 4 for WDC Western Digital
Accepted 2021-08-31 00:00:00 ET · period of report 2021-08-27 · accession 0001266824-21-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-31 | 2021-08-27 | WDC | Sivaram Srinivasan | Pres, Tech, Strategy | A - Grant | $0.00 | +29.6K | 270.3K | +12% | $0 |
| D | 2021-08-31 | 2021-08-30 | WDC | Sivaram Srinivasan | Pres, Tech, Strategy | F - Tax | $62.07 | -6,752 | 264.7K | -2% | -$419.1K |
| D | 2021-08-31 | 2021-08-30 | WDC | Sivaram Srinivasan | Pres, Tech, Strategy | M - OptEx | $0.00 | +1,153 | 271.5K | +0.4% | $0 |
| D | 2021-08-31 | 2021-08-30 | WDC | Sivaram Srinivasan | Pres, Tech, Strategy | M - OptEx | $0.00 | -1,155 | 1,257 | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-27 | A | A | 29,648 | $0.00 | 270,328.50 | D | — | — | (F1) Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2021-08-30 | F | D | 6,752 | $62.07 | 264,729.50 | D | — | — | (F3) Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). |
| 3 | Common | Common Stock | 2021-08-30 | M | A | 1,153 | $0.00 | 271,481.50 | D | — | — | (F2) The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. |
| 4 | Derivative | Dividend Equivalent Rights | 2021-08-30 | M | D | 1,154.64 | $0.00 | 1,257.26 | D | — · — to — | 1,154.64 Common Stock | (F4) Balance reflects the adjustments made in connection with the cancellation of the dividend stock equivalents referenced in a Form 4 filed for the reporting person on August 30, 2021. (F2) The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. |