Form 4 for GDL GDL FUND
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001271163-21-000083 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-10-04 | 2021-09-30 | GDL | GABELLI MARIO J | Dir, Control Person of Adviser | S - Sale | $8.97 | -7,407 | 1.82M | -0.4% | -$66.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares, Par Value $0.001 | 2021-09-30 | S | D | 7,407 | $8.97 | 1,822,732 | I Associated Capital Group, Inc. | — | — | (F8) Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. (F1) The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. |